Professional Certificate in Compliance Regulations

Participants to this CPD Certified “Professional Certificate in Compliance Regulations" training course will receive an overview of the best practices in regulatory compliance. The training methodology includes case studies, group live instruction, presentation and discussion of worked examples, play roles, group discussion and interactive participation is encouraged

By the end of this CPD Certified “Professional Certificate in Compliance Regulations” Training course, you will be able to:

• Understand the objectives & roles of regulation
• Understand the responsibilities of compliance
• Develop a good understanding of compliance principles
• Understand the concept of Compliance and the efforts being made to manage the risk related to it
• Have the skills required to approach compliance and its related functions with confidence
• Identify and understand compliance risks, and the consequences of noncompliance, to mitigate effectively the risk of compliance breaches
• Develop an appropriate Compliance Manual
• Create a compliance culture
• Protect the organization’s reputation
• The relationship between Compliance and Corporate Governance
• Develop compliance programs to fight money laundering practices, and to apply Corporate Governance rules
• Develop best strategies to help managers and prevent risk within your firm

This Gulf Rowad CPD Certified “Professional Certificate in Compliance Regulations” training course,  is designed to deliver the knowledge and skills, providing details of the latest policies and procedures to:

• Compliance Officers / Managers and their Deputies
• Managers with responsibility for internal compliance controls
• Legal, Audit, Risk, Operations and IT Specialists
• Risk Managers
• Staff working in risk functions
• Internal & External Audit Staff
• Regulatory Representatives
• AML Officers
• Accountants
• Lawyers
• All Staff working in or aspiring to work in the compliance area

Organisational Impact

This CPD Certified “Professional Certificate in Compliance Regulations” training course is of direct relevance to Certified Compliance Professional (CCP) and as a result the organizations will benefit greatly from their employee’s participation. The organization will gain from:

• More effective support for compliance team
• Selecting a format and content for compliance program that is appropriate for your business
• Identifying and analyzing applicable regulatory requirements and risks in business language
• Identifying causal factors that may lead to non-compliance to address these in the compliance plan
• Greater relevance and reliability of analyzing the regulatory bodies
• More strategic thinking and focus on performance
• More effective use of developing successful compliance program
• Preparation of staff for increased responsibility

Personal Impact

By attending this CPD Certified “Professional Certificate in Compliance Regulations” training course, delegates will acquire the following benefits, skills and competencies:

• Understanding the complete regulatory environment
• Know your regulator
• Compliance in practice
• The role of the compliance function
• Managing regulatory risk for the benefit of your firm
• Understanding the importance of governance, risk and compliance
• Ethics, integrity and organizational risk culture
• Managing the risk of financial crime